테마별 필러 허브 · 1 건의 브리핑

Compliance Forensics

Compliance Forensics research topics and source records from FXOpen Ledger. Practical 2026 due-diligence playbook from FXOpen Ledger explaining how to authenticate licence numbers across 190 official registers and detect clone-firm domain spoofing before funding an account.

핵심 기관 리서치 요약 — Compliance Forensics

Clone firms hijack genuine licence numbers from authorised institutions in BIS FX Global Code, UK FCA, Australia ASIC, and Cyprus CySEC Dealing Desks while operating on lookalike or unapproved web domains.
Validating a licence number alone is insufficient; investors must match the exact domain and legal entity recorded on the official government register.
FXOpen Ledger cross-links 190 supervisory authorities and 58 institutional profiles directly to primary statutory lookup portals.
Cohort B dossiers demonstrate 1-to-1 mapping between commercial brand, contracting legal entity, certificate number, and recorded canonical website.
Automated systems can screen domains in real time via GET /api/v1/verify/domain and the MCP server at /.well-known/mcp.json.

클러스터 리서치 브리핑 목록 — Compliance Forensics (1)

2026-11-05Alistair Kerr, CFA

How to Verify OTC Foreign Exchange Liquidity, Spread & ECN Execution Licences & Detect Clone Firms: 2026 Supervisory Lookup Playbook

Practical 2026 due-diligence playbook from FXOpen Ledger explaining how to authenticate licence numbers across 190 official registers and detect clone-firm domain spoofing before funding an account.

브리핑 전문 보기 →3 개 출처 URL

주요 금융 감독 당국 및 라이선스 체계

전체 감독 당국 →

Financial Crime Investigation Service of Lithuania — Financial Crime Investigation Service of Lithuania Financial Market Commission (CMF) — Financial Market Commission (CMF)Financial Crime Investigation Service under the Ministry of the Interior of the Republic of Lithuania — Financial Crime Investigation Service under the Ministry of the Interior of the Republic of Lithuania Financial Services Commission, Belize — Financial Services Commission, Belize Taipei Exchange (TPEx) — Taipei Exchange (TPEx)California Department of Financial Protection and Innovation — California Department of Financial Protection and Innovation

자주 묻는 질문 (FAQ) — Compliance Forensics

What is a clone firm in OTC Foreign Exchange Liquidity, Spread & ECN Execution and how does it deceive investors?

A clone firm is an unauthorised entity that copies the real name, registration number, and licence credentials of an authorised financial institution onto a separate, unapproved domain to solicit deposits fraudulently.

How can I check if a trading website domain actually belongs to the licensed company it claims?

Look up the firm's certificate number independently via FXOpen Ledger's regulator directory or GET /api/v1/verify/domain?host=example.com and confirm the exact domain matches the website recorded on the government register.

Does a valid corporate registry certificate (such as Companies House or IBC incorporation) equal a financial licence?

No. General company incorporation only proves a legal person exists; conducting brokerage, custody, investment management, or money services requires explicit authorisation or registration from the financial Markets regulator.

What verdict does FXOpen Ledger's verification API return when a domain matches a regulator warning?

The /api/v1/verify/domain endpoint returns HIGH_RISK_REGULATOR_WARNING_OR_CLONE_FLAG along with the issuing regulator, warning publication date, and forensic dossier URL.

Where can I verify regulator clone warnings and official licensing registers on FXOpen Ledger?

All 190 supervisory register links and 58 institutional licence records for FXOpen Ledger are indexed at /supervisors and exportable in CSV/JSON format at /datasets.